Investment Management Solutions (IMS) programs available through 1st Global Advisors, Inc. are designed to provide you with an orderly, disciplined approach to the investment process. IMS offers a personalized program for investing, with customized portfolios, access to world-class asset managers (through outside solicitation agreements)and consolidated account performance reporting – all the elements you need to help preserve and grow wealth while managing for acceptable levels of risk. A typical program may include the features below.

• Account minimum of $50,000.
• Fees ranging from .30% to 3.0% depending on account size
• Automatic Rebalancing
• Investment Policy Statement: blueprint for your IMS program
• Choice of multiple investment managers, styles and asset classes
• Multiple investment vehicles: Separately Managed Accounts, Exchange Traded Funds, Mutual Funds
• One comprehensive quarterly performance report
• Five 1st Global model portfolios embodying six core asset classes
• Tax overlay management
• Ability to customize portfolios for personal preferences: e.g. tobacco, defense stocks. Investment Advisory Services offered through 1st Global Advisors, Inc. For more information regarding these programs, please refer to Form ADV Part II Schedule F and Schedule H of 1st Global Advisors, Inc.

SECURITIES BROKERAGE SERVICES

We offer a wide variety of mutual funds to choose from, as well as stocks and fixed income products. Securities Brokerage services also include:

• No account minimum, however, some products may have minimum investment amounts.
• Flexibility for clients, allowing them to buy a number of mutual funds either in a brokerage environment or directly from the fund company
• Client statements and year end tax reports that are simple and easy to understand
• Consulting services are available for account balances greater than $100,000
• Tax Advantaged Investments
• 529 Plans
• REITS
• Housing Tax Credits
• Oil and Gas DPPs
• Retirement Plans

INSURANCE AND ANNUITIES

Too often insurance products are recommended to people based on a relationship that the Advisor has with a particular company. Bentley Wealth Advisors focuses on independent, competitive and objective partnering with top rated Insurance companies.

As an integral part of a comprehensive financial plan, insurance addresses many life and business issues, such as:

• Asset Protection
• Business Succession
• Estate Planning
• Non-Qualified Retirement Strategies
• Disability
• Long-Term Care

Securities offered through 1st Global Capital Corp. Member FINRA SIPC.

Investment advisory services offered through Bentley Wealth Advisors, LLC. Bentley Wealth Advisors, LLC, a registered investment adviser, and 1st Global Capital Corp. are unaffiliated entities.